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Business management and digital technologies (Academic Year 2022/2023) - Gestione d'impresa e tecnologie digitali

Banking and financial law



Video professors: Pierre de Gioia-Carabellese - University of Huddersfield (Professor of Law), Mads Andenas - University of Oslo (Oslo - Norway)

Videolesson

Lesson n. 1: Sources of European and Financial Law
   The European Union Dimension

   European Union Passport

   Sources: Treaties, Regulations, Directives
Go to this lesson Pierre de Gioia-Carabellese
Lesson n. 2: Objectives and Limits of Regulation
   What are financial markets: what is regulation?

   The financial system

   Goals and strategies

   Limits to regulation
Go to this lesson Mads Andenas
Lesson n. 3: Financial Markets
   Do we need a theory of financial markets?

   Market participants
Go to this lesson Mads Andenas
Lesson n. 4: Financial Markets and Primary Market (Prospectus and Listing)
   The Concept of Stock Exchange

   The Prospectus

   Listing
Go to this lesson Pierre de Gioia-Carabellese
Lesson n. 5: Market Abuse
   The Concept of Market Abuse

   The Market Abuse Regulation

   Disclosure Requirements
Go to this lesson Pierre de Gioia-Carabellese
Lesson n. 6: Investor Protection
   Consumers and the Financial System

   Regulating Consumer Finance

   Financial Products
Go to this lesson Mads Andenas
Lesson n. 7: Residential Property Legislation in the EU
   Mortgages and economics

   Directive 2014/17

   The Scope of the Protection
Go to this lesson Pierre de Gioia-Carabellese
Lesson n. 8: Compound Interest
   Compound Interest at Common Law

   Compound Interest in Italy

   A Comparison
Go to this lesson Pierre de Gioia-Carabellese
Lesson n. 9: Regulating Financial Institutions
   Risk and regulation

   Capital and Liquidity Regulation

   Resolution

   Governance

   Settlement systems
Go to this lesson Mads Andenas
Lesson n. 10: Banks
   What is banking about? Risk and regulation

   Capital and Liquidity Regulation

   Banking Resolution

   Ring-fencing and Banking Governance

   Payments and settlement systems
Go to this lesson Mads Andenas
Lesson n. 11: Depositors’ Protection Schemes
   The rationale behind the depositors’ protection

   The evolution of the system

   Directive 2014/49
Go to this lesson Pierre de Gioia-Carabellese
Lesson n. 12: Depositors’ Protection Schemes: the new ‘Pan-European Scheme’
   The Amount of Protection

   The New Directive 2014/49

   The ‘Greece case’ and the Run on Deposits
Go to this lesson Pierre de Gioia-Carabellese
Lesson n. 13: Investment Firms
   Financial empire building and systemic risk

   Micro-prudential regulation, risk management and corporate governance

   Regulating the soundness of financial intermediaries

   Hedge funds and rating agencies

   From financial intermediaries to masters of the universe
Go to this lesson Mads Andenas
Lesson n. 14: Investors’ Protection Scheme
   The Concept of Investor

   Le Applicable Legal Framework

   The Modality of the Protection
Go to this lesson Pierre de Gioia-Carabellese
Lesson n. 15: Markets and Banks
   Deposits and equity

   Liquidity and market transformation

   Shadow banks

   European regulation: the EU and the Euro zone
Go to this lesson Mads Andenas
Lesson n. 16: The Mix of Institutions
   The political process

   Political economy

   Supervision and enforcement

   Regulatory Architecture: What Matters?

   International coordination
Go to this lesson Mads Andenas
Lesson n. 17: Macroprudential Regulation
   The rise of macro-prudential supervision

   Information collection and surveillance in macro-prudential supervision

   Regulatory architecture for macro-prudential supervision in UK and EU

   The pre-emptive approach
Go to this lesson Mads Andenas
Lesson n. 18: Dividing Up Regulation and Supervision
   Dividing up regulation and supervision at the national, European and International levels

   The International framework for financial regulation

   International regulation
Go to this lesson Mads Andenas
Lesson n. 19: Custody and Transfer of Money and Securities
   The concept of deposit in banking law

   Custody of money and securities

   Transfer of money and securities
Go to this lesson Pierre de Gioia-Carabellese
Lesson n. 20: Loan Finance
   The concept of ‘loan contracts’

   Classification of ‘loan contracts’

   Structure and main clauses
Go to this lesson Pierre de Gioia-Carabellese
Lesson n. 21: Derivatives: a Legal Analysis
   The Concept of ‘Derivatives’

   A Judicial Analysis of Derivatives

   Derivatives and Regulation
Go to this lesson Pierre de Gioia-Carabellese
Lesson n. 22: Collateralised Finance
   The Concept of Collateralised Finance

   Principal Terms and Conditions

   Collateral Directive
Go to this lesson Pierre de Gioia-Carabellese
Lesson n. 23: Structured Finance
   Structured Finance Transactions

   Securitisations and Legal Risks

   Securitisations and shadow banking
Go to this lesson Pierre de Gioia-Carabellese