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إدارة الأعمال والتقنيات الرقمية (السنة الدراسية 2019/2020)

Banking and financial law



الشرائح

درس رقم 1: Sources of European and Financial Law
   The European Union Dimension

   European Union Passport

   Sources: Treaties, Regulations, Directives
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درس رقم 2: Objectives and Limits of Regulation
   What are financial markets: what is regulation?

   The financial system

   Goals and strategies

   Limits to regulation
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درس رقم 3: Financial Markets
   Do we need a theory of financial markets?

   Market participants
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درس رقم 4: Financial Markets and Primary Market (Prospectus and Listing)
   The Concept of Stock Exchange

   The Prospectus

   Listing
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درس رقم 5: Market Abuse
   The Concept of Market Abuse

   The Market Abuse Regulation

   Disclosure Requirements
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درس رقم 6: Investor Protection
   Consumers and the Financial System

   Regulating Consumer Finance

   Financial Products
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درس رقم 7: Residential Property Legislation in the EU
   Mortgages and economics

   Directive 2014/17

   The Scope of the Protection
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درس رقم 8: Compound Interest
   Compound Interest at Common Law

   Compound Interest in Italy

   A Comparison
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درس رقم 9: Regulating Financial Institutions
   Risk and regulation

   Capital and Liquidity Regulation

   Resolution

   Governance

   Settlement systems
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درس رقم 10: Banks
   What is banking about? Risk and regulation

   Capital and Liquidity Regulation

   Banking Resolution

   Ring-fencing and Banking Governance

   Payments and settlement systems
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درس رقم 11: Depositors’ Protection Schemes
   The rationale behind the depositors’ protection

   The evolution of the system

   Directive 2014/49
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درس رقم 12: Depositors’ Protection Schemes: the new ‘Pan-European Scheme’
   The Amount of Protection

   The New Directive 2014/49

   The ‘Greece case’ and the Run on Deposits
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درس رقم 13: Investment Firms
   Financial empire building and systemic risk

   Micro-prudential regulation, risk management and corporate governance

   Regulating the soundness of financial intermediaries

   Hedge funds and rating agencies

   From financial intermediaries to masters of the universe
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درس رقم 14: Investors’ Protection Scheme
   The Concept of Investor

   Le Applicable Legal Framework

   The Modality of the Protection
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درس رقم 15: Markets and Banks
   Deposits and equity

   Liquidity and market transformation

   Shadow banks

   European regulation: the EU and the Euro zone
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درس رقم 16: The Mix of Institutions
   The political process

   Political economy

   Supervision and enforcement

   Regulatory Architecture: What Matters?

   International coordination
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درس رقم 17: Macroprudential Regulation
   The rise of macro-prudential supervision

   Information collection and surveillance in macro-prudential supervision

   Regulatory architecture for macro-prudential supervision in UK and EU

   The pre-emptive approach
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درس رقم 18: Dividing Up Regulation and Supervision
   Dividing up regulation and supervision at the national, European and International levels

   The International framework for financial regulation

   International regulation
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درس رقم 19: Custody and Transfer of Money and Securities
   The concept of deposit in banking law

   Custody of money and securities

   Transfer of money and securities
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درس رقم 20: Loan Finance
   The concept of ‘loan contracts’

   Classification of ‘loan contracts’

   Structure and main clauses
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درس رقم 21: Derivatives: a Legal Analysis
   The Concept of ‘Derivatives’

   A Judicial Analysis of Derivatives

   Derivatives and Regulation
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درس رقم 22: Collateralised Finance
   The Concept of Collateralised Finance

   Principal Terms and Conditions

   Collateral Directive
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درس رقم 23: Structured Finance
   Structured Finance Transactions

   Securitisations and Legal Risks

   Securitisations and shadow banking
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